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MIRANDA LYNN WILLIAMS
MIRAND L RATLIFF, MIRANDA L RATLIFF, MIRANDA LYNN WITZKE
CRD#: 4697171
IA
B
LPL ENTERPRISE, LLCCRD#: 8733 104 EAST 7TH ST
ROLLA, MO 65401
ROLLA, MO 65401
0
Disclosures
21
Years of Experience
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State Registrations
B
Arkansas 11/14/2024
IA
Missouri 11/14/2024
B
Colorado 1/2/2025
B
North Carolina 11/14/2024
B
Florida 1/2/2025
B
Oklahoma 1/8/2025
B
Georgia 11/14/2024
B
Tennessee 11/14/2024
B
Illinois 11/14/2024
B
Texas 11/14/2024
B
Iowa 1/2/2025
IA
Texas 11/14/2024
B
Kentucky 1/6/2025
B
Virginia 1/2/2025
B
Missouri 11/14/2024
SRO Registrations
B
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IA
Registered with this firm since 11/14/2024
B
Registered with this firm since 11/14/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/09/2009 - 11/14/2024 | ROLLA, MO | |
B | 09/22/2003 - 11/14/2024 | ROLLA, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.