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MARY LAVANA BUI
CRD#: 4696737
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 5011 ARGOSY AVE SUITE #13
HUNTINGTON BEACH, CA 92649
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2005 - 2011 (5 years)2 FIRMS2011 - 2022 (11 years)2 FIRMS2022 - Present (2 years)BWM FINANCIAL SERVICES, INC. (CRD# 599)2003 - 2005 (1 year)
License(s)

State Registrations

B
California 8/1/2022

IA
California 8/2/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
5011 ARGOSY AVE SUITE #13, HUNTINGTON BEACH, CA 92649
Registered with this firm since 8/2/2022

B
LPL FINANCIAL LLC (CRD#:6413)
5011 ARGOSY AVE SUITE #13, HUNTINGTON BEACH, CA 92649
Registered with this firm since 8/1/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/03/2011 - 07/12/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) LONG BEACH, CA
B
01/03/2011 - 07/12/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) LONG BEACH, CA
IA
08/22/2005 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SANTA FE SPRINGS, CA
B
06/06/2005 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SANTA FE SPRINGS, CA
B
09/15/2003 - 06/07/2005 WM FINANCIAL SERVICES, INC. (CRD#:599) IRVINE, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.