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Detailed Report
JEFFREY SCOTT BEATTIE
JEFF BEATTIE
CRD#: 4696733
IA
Investment Adviser
WOMACK INVESTMENT ADVISERS, INCCRD#: 118081 1366 E 15TH ST
EDMOND, OK 73013
Registration History
2002200420062008201020122014201620182020202220242026IAWOMACK INVESTMENT ADVISERS, INC (CRD# 118081)2007 - Present (18 years)IATRINITY CAPITAL ASSET ADVISORS... (CRD# 150828)2013 - 2017 (4 years)IATRINITY CAPITAL ASSET ADVISORS... (CRD# 150828)2010 - 2012 (2 years)
Disclosure(s)
View By:
1/10/2003
Criminal
Final Disposition
12/20/2002
Employment Separation After Allegations
License(s)

State Registrations

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Indiana 4/2/2007
Current Registration(s)
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WOMACK INVESTMENT ADVISERS, INC (CRD#:118081)
1366 E 15TH ST, EDMOND, OK 73013
Registered with this firm since 1/3/2007
Previous Registration(s)
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 01/24/2013 - 11/28/2017 TRINITY CAPITAL ASSET ADVISORS, LLC (CRD#:150828) EDMOND, OK
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 03/19/2010 - 12/31/2012 TRINITY CAPITAL ASSET ADVISORS, LLC (CRD#:150828) EDMOND, OK
For additional information about investment advisers or broker-dealers, please visit
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.