Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
MICHAEL ERIC RYAN
CRD#: 4696581
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2407 BROADMOOR BLVD
MONROE, LA 71201
Registration History
200420062008201020122014201620182020202220242026IAWELLS FARGO ADVISORS (CRD# 19616)2009 - Present (15 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2008 - Present (17 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)2003 - 2008 (4 years)
License(s)

State Registrations

B
Alabama 10/19/2009
B
Mississippi 1/1/2008
B
Arizona 9/24/2020
B
Missouri 3/6/2023
B
Arkansas 1/1/2008
B
Nevada 8/13/2020
B
California 1/1/2008
B
New Mexico 5/13/2013
B
Colorado 10/21/2019
B
New York 6/15/2018
B
Florida 1/1/2008
IA
North Carolina 6/11/2019
B
Georgia 9/24/2020
B
North Carolina 3/17/2020
B
Idaho 12/10/2024
B
Oklahoma 2/21/2014
B
Illinois 11/14/2017
B
Pennsylvania 1/5/2018
B
Iowa 12/10/2024
B
South Carolina 9/16/2024
B
Kentucky 1/1/2008
B
Tennessee 3/21/2011
B
Louisiana 1/1/2008
B
Texas 1/1/2008
IA
Louisiana 6/16/2009
IA
Texas 5/13/2015
B
Maine 8/3/2021
B
Utah 7/16/2018
B
Maryland 1/1/2008
B
Washington 8/24/2023
B
Massachusetts 1/27/2015
B
Wyoming 12/13/2023

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2407 BROADMOOR BLVD, MONROE, LA 71201
Registered with this firm since 6/16/2009
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2407 BROADMOOR BLVD, MONROE, LA 71201
Registered with this firm since 1/1/2008
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 10/09/2003 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) MONROE, LA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.