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CHRISTOPHER JOHN SPADAFORA
CRD#: 4695679
IA
B
MML INVESTORS SERVICES, LLCCRD#: 10409 300 CORPORATE PKWY
SUITE 210N
AMHERST, NY 14226
SUITE 210N
AMHERST, NY 14226
0
Disclosures
21
Years of Experience
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State Registrations
B
New York 5/1/2018
IA
New York 6/14/2021
SRO Registrations
B
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IA
Registered with this firm since 6/14/2021
B
Registered with this firm since 4/30/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/26/2009 - 02/20/2018 | AMHERST, NY | |
B | 10/22/2003 - 12/22/2008 | WILLIAMSVILLE, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.