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Detailed Report
PATRICK CAREY OWENS
PATRICK C OWENS, PATRICK OWENS
CRD#: 4695530
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 635 PARK ST
BELMONT, NC 28012
Registration History
2008201020122014201620182020202220242026IAWELLS FARGO ADVISORS (CRD# 19616)2009 - Present (15 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2008 - Present (16 years)BFIRST CLEARING, LLC (CRD# 17344)2007 - 2008 (1 year)
License(s)

State Registrations

B
California 1/13/2015
B
New York 1/5/2017
B
Colorado 8/7/2024
B
North Carolina 11/20/2008
B
Florida 11/20/2008
IA
North Carolina 9/14/2009
B
Georgia 2/15/2022
B
South Carolina 11/20/2008
B
Minnesota 4/23/2013
B
Virginia 4/12/2018

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
635 PARK ST, BELMONT, NC 28012
231 S WASHINGTON ST, SHELBY, NC 28150
Registered with this firm since 9/14/2009
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
635 PARK ST, BELMONT, NC 28012
231 S WASHINGTON ST, SHELBY, NC 28150
Registered with this firm since 11/20/2008
Previous Registration(s)
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B
 08/23/2007 - 11/20/2008 FIRST CLEARING, LLC (CRD#:17344) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.