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Detailed Report
CHRISANNA M NORTHRUP
CHRISANNA M SOLES
CRD#: 4695433
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 1250 PROSPECT STREET
SUITE 202
LA JOLLA, CA 92037
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2019 - Present (5 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2004 - 2019 (15 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2008 - 2019 (11 years)
License(s)

State Registrations

B
Alabama 10/12/2022
B
Nebraska 9/13/2019
B
Arizona 9/13/2019
B
Nevada 9/13/2019
B
California 9/13/2019
B
New Hampshire 9/13/2019
IA
California 9/16/2019
B
New Jersey 9/13/2019
B
Colorado 9/13/2019
B
New Mexico 9/13/2019
B
Connecticut 9/13/2019
B
New York 9/13/2019
B
Delaware 9/13/2019
B
North Carolina 9/13/2019
B
District of Columbia 9/13/2019
B
Ohio 9/13/2019
B
Florida 9/13/2019
B
Oklahoma 4/13/2021
B
Georgia 9/13/2019
B
Oregon 9/13/2019
B
Hawaii 9/13/2019
B
Pennsylvania 9/13/2019
B
Idaho 9/13/2019
B
South Carolina 9/13/2019
B
Illinois 9/13/2019
B
South Dakota 9/13/2019
B
Kansas 5/23/2022
B
Tennessee 5/11/2023
B
Kentucky 9/13/2019
B
Texas 9/13/2019
B
Louisiana 9/13/2019
IA
Texas 4/23/2020
B
Maryland 9/13/2019
B
Utah 9/13/2019
B
Massachusetts 9/13/2019
B
Virginia 9/13/2019
B
Michigan 9/13/2019
B
Washington 9/13/2019
B
Minnesota 9/13/2019
B
Wisconsin 10/12/2022
B
Missouri 9/13/2019
B
Wyoming 9/13/2019
B
Montana 9/13/2019

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
1250 PROSPECT STREET SUITE 202, LA JOLLA, CA 92037
Registered with this firm since 9/16/2019
B
MORGAN STANLEY (CRD#:149777)
1250 PROSPECT STREET SUITE 202, LA JOLLA, CA 92037
Registered with this firm since 9/13/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/07/2008 - 09/16/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LA JOLLA, CA
B
 02/04/2004 - 09/16/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LA JOLLA, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.