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Detailed Report
DANIELLE OBRIEN
DANIELLE KIMBERLY O'BRIEN, DANIELLE K O'Brien, DANIELLE KIMBERLY OBRIEN
CRD#: 4695280
IA
Investment Adviser
B
Broker
PRIMERICA ADVISORSCRD#: 10111 1 PRIMERICA PARKWAY
DULUTH, GA 30099
Registration History
200420062008201020122014201620182020202220242026IAPRIMERICA ADVISORS (CRD# 10111)2018 - Present (7 years)BPFS INVESTMENTS INC. (CRD# 10111)2017 - Present (7 years)BLPL FINANCIAL LLC (CRD# 6413)2013 - 2017 (3 years)BMORGAN STANLEY (CRD# 149777)2011 - 2013 (2 years)BGIRARD SECURITIES, INC. (CRD# 18697)2011 - 2011 (<1 year)BVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2010 - 2010 (<1 year)BTOWER SQUARE SECURITIES, INC. (CRD# 833)2004 - 2010 (6 years)
Disclosure(s)
View By:
1/4/2022
Financial
Pending
10/27/2021
Financial
Final
8/31/2021
Financial
Final
2/28/2021
Financial
Final
2/28/2021
Financial
Final
1/31/2021
Financial
Final
License(s)

State Registrations

B
Georgia 5/31/2017
IA
Georgia 2/21/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIMERICA ADVISORS (CRD#:10111)
1 PRIMERICA PARKWAY, DULUTH, GA 30099
Registered with this firm since 2/21/2018
B
PFS INVESTMENTS INC. (CRD#:10111)
1 PRIMERICA PARKWAY, DULUTH, GA 30099
Registered with this firm since 5/24/2017
Previous Registration(s)
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B
 11/11/2013 - 03/20/2017 LPL FINANCIAL LLC (CRD#:6413) SARASOTA, FL
B
 03/30/2011 - 11/05/2013 MORGAN STANLEY (CRD#:149777) SARASOTA, FL
B
 01/11/2011 - 03/04/2011 GIRARD SECURITIES, INC. (CRD#:18697) SARASOTA, FL
B
 07/07/2010 - 11/15/2010 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) VENICE, FL
B
 06/08/2004 - 07/12/2010 TOWER SQUARE SECURITIES, INC. (CRD#:833) BRADENTON, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.