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JAMES MICHAEL FRITZ
JIM MICHAEL FRITZ, JIMMY MICHAEL FRITZ
CRD#: 4695206
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J.P. MORGAN SECURITIES LLCCRD#: 79 201 E Las Olas
Suite 2400
Ft. Lauderdale, FL 33301
Suite 2400
Ft. Lauderdale, FL 33301
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Disclosures
17
Years of Experience
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State Registrations
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Alabama 3/11/2021
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Nebraska 3/11/2021
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Alaska 3/11/2021
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Nevada 3/11/2021
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Arizona 3/11/2021
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New Hampshire 3/11/2021
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Arkansas 3/11/2021
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New Jersey 3/11/2021
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California 3/11/2021
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New Mexico 3/11/2021
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Colorado 3/11/2021
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New York 3/11/2021
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Connecticut 3/11/2021
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North Carolina 3/11/2021
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Delaware 3/11/2021
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North Dakota 3/11/2021
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District of Columbia 3/11/2021
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Ohio 3/12/2021
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Florida 3/11/2021
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Oklahoma 3/11/2021
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Florida 3/12/2021
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Oregon 3/11/2021
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Georgia 3/11/2021
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Pennsylvania 3/11/2021
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Hawaii 3/11/2021
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Puerto Rico 3/11/2021
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Idaho 3/11/2021
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Rhode Island 3/11/2021
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Illinois 3/11/2021
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South Carolina 3/11/2021
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Indiana 3/11/2021
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South Dakota 3/11/2021
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Iowa 3/11/2021
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Tennessee 3/11/2021
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Kansas 3/11/2021
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Texas 3/11/2021
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Kentucky 3/11/2021
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Texas 11/21/2022
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Louisiana 3/11/2021
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Utah 3/11/2021
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Maine 3/11/2021
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Vermont 3/11/2021
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Maryland 3/11/2021
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Virgin Islands 3/11/2021
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Massachusetts 3/11/2021
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Virginia 3/11/2021
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Michigan 3/11/2021
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Washington 3/11/2021
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Minnesota 3/11/2021
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West Virginia 3/11/2021
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Mississippi 3/11/2021
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Wisconsin 3/11/2021
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Missouri 3/11/2021
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Wyoming 3/11/2021
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Montana 3/11/2021
SRO Registrations
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Registered with this firm since 3/12/2021
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Registered with this firm since 3/11/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/13/2011 - 03/09/2021 | FT. LAUDERDALE, FL | |
IA | 04/28/2011 - 03/09/2021 | FT. LAUDERDALE, FL | |
B | 04/27/2011 - 03/09/2021 | FT. LAUDERDALE, FL | |
IA | 12/17/2009 - 12/16/2010 | BOCA RATON, FL | |
B | 12/15/2009 - 12/16/2010 | BOCA RATON, FL | |
IA | 07/11/2008 - 09/18/2009 | WEST PALM BEACH, FL | |
B | 07/09/2008 - 09/18/2009 | NEW YORK, NY | |
B | 09/21/2007 - 04/07/2008 | ROCKVILLE, MD | |
IA | 08/08/2006 - 07/12/2007 | BOCA RATON, FL | |
B | 07/11/2006 - 07/12/2007 | BOCA RATON, FL |
For additional information about investment advisers or broker-dealers, please visit
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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