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Detailed Report
Keith Alan Avery
KEITH A AVERY
CRD#: 4694784
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 4085 MALLORY LANE SUITE 104
FRANKLIN, TN 37067
Registration History
200420062008201020122014201620182020202220242026IAEDWARD JONES (CRD# 250)2006 - Present (18 years)BEDWARD JONES (CRD# 250)2003 - Present (21 years)
License(s)

State Registrations

B
Alabama 12/11/2003
B
Nevada 11/29/2012
B
Arizona 6/29/2004
B
New York 12/11/2023
B
Arkansas 3/24/2023
B
North Carolina 7/10/2006
B
California 7/2/2004
B
Ohio 9/2/2009
B
Colorado 5/20/2015
B
Oklahoma 4/17/2024
B
Florida 5/27/2010
B
Oregon 9/11/2024
B
Georgia 8/30/2005
B
Pennsylvania 7/28/2010
B
Illinois 10/6/2008
B
South Carolina 9/24/2020
B
Indiana 10/3/2023
B
Tennessee 10/24/2003
B
Kansas 4/24/2017
IA
Tennessee 11/2/2006
B
Kentucky 3/25/2004
B
Texas 1/26/2015
B
Massachusetts 3/3/2021
IA
Texas 12/18/2018
B
Michigan 7/15/2016
B
Virginia 12/8/2010
B
Minnesota 1/23/2019
B
Washington 5/24/2017

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
4085 MALLORY LANE SUITE 104, FRANKLIN, TN 37067
Registered with this firm since 11/2/2006
B
EDWARD JONES (CRD#:250)
4085 MALLORY LANE SUITE 104, FRANKLIN, TN 37067
Registered with this firm since 10/7/2003
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.