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WHITNEY ECK RILEY
WHITNEY LEE ECK, WHITNEY ECK
CRD#: 4693945
IA
B
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 725 Jackson Street
Suite 204
Fredericksburg, VA 22401
Suite 204
Fredericksburg, VA 22401
0
Disclosures
21
Years of Experience
View By:
State Registrations
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Arizona 11/30/2018
B
New Mexico 8/13/2021
B
California 11/30/2018
B
New York 11/30/2018
B
District of Columbia 11/30/2018
B
North Carolina 11/30/2018
B
Florida 11/30/2018
B
Ohio 2/16/2021
B
Georgia 6/27/2019
B
Pennsylvania 11/30/2018
B
Kansas 5/7/2020
B
South Carolina 11/30/2018
B
Kentucky 11/30/2018
B
Tennessee 11/30/2018
B
Maryland 11/30/2018
B
Texas 11/30/2018
B
Massachusetts 11/7/2024
IA
Texas 11/30/2018
B
Montana 12/9/2024
B
Vermont 6/4/2024
B
Nebraska 7/10/2023
B
Virginia 11/30/2018
B
Nevada 11/30/2018
IA
Virginia 11/30/2018
B
New Jersey 11/30/2018
B
Washington 4/15/2021
SRO Registrations
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B
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IA
Registered with this firm since 11/30/2018
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Registered with this firm since 11/30/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/31/2008 - 12/03/2018 | FREDERICKSBURG, VA | |
B | 10/31/2008 - 12/03/2018 | FREDERICKSBURG, VA | |
IA | 02/21/2006 - 11/18/2008 | WASHINGTON, DC | |
B | 02/21/2006 - 11/18/2008 | WASHINGTON, DC | |
IA | 09/26/2005 - 02/21/2006 | FREDERICKSBURG, VA | |
B | 07/14/2005 - 02/21/2006 | BALTIMORE, MD | |
B | 09/11/2003 - 06/17/2005 | SPRINGFIELD, MA | |
B | 09/11/2003 - 06/17/2005 | NEW YORK, NY |
FREDERICKSBURG, VA
10/31/2008 - 12/03/2018
FREDERICKSBURG, VA
10/31/2008 - 12/03/2018
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.