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Detailed Report
LISA MARIE LACROSS-COURTNEY
LISA MARIE LACROSS, LISA MARIE LACROSS-COURTNEY MRS., LISA MARIE PAHLKOTTER
CRD#: 4693769
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Investment Adviser
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Previous Broker
EDELMAN FINANCIAL ENGINESCRD#: 104510 2950 SOUTH STATE
SUITE 250
ANN ARBHOR, MI 48104
Registration History
200620082010201220142016201820202022202420262 FIRMS2010 - 2014 (4 years)2 FIRMS2014 - 2019 (4 years)IAEDELMAN FINANCIAL ENGINES (CRD# 104510)2019 - Present (5 years)BLPL FINANCIAL CORPORATION (CRD# 6413)2009 - 2010 (1 year)BMUTUAL SERVICE CORPORATION (CRD# 4806)2005 - 2009 (3 years)IALPL FINANCIAL CORPORATION (CRD# 6413)2010 - 2010 (<1 year)
License(s)

State Registrations

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Michigan 10/11/2019
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Texas 6/4/2020
Current Registration(s)
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EDELMAN FINANCIAL ENGINES (CRD#:104510)
2950 SOUTH STATE SUITE 250, ANN ARBHOR, MI 48104
Registered with this firm since 10/11/2019
Previous Registration(s)
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 11/10/2014 - 09/24/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FARMINGTON HILLS, MI
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 11/07/2014 - 09/24/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FARMINGTON HILLS, MI
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 09/27/2010 - 10/21/2014 PNC INVESTMENTS (CRD#:129052) OSCODA, MI
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 09/27/2010 - 10/21/2014 PNC INVESTMENTS (CRD#:129052) OSCODA, MI
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 08/03/2010 - 09/20/2010 LPL FINANCIAL CORPORATION (CRD#:6413) ALPENA, MI
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 09/08/2009 - 09/20/2010 LPL FINANCIAL CORPORATION (CRD#:6413) ALPENA, MI
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 11/22/2005 - 09/08/2009 MUTUAL SERVICE CORPORATION (CRD#:4806) ALPENA, MI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.