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Detailed Report
DOUGLAS EUGENE CAMPBELL
DOUGLAS E CAMPBELL, DOUGLAS CAMPBELL
CRD#: 4693084
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 9800 Schwab Way
Lone Tree, CO 80124
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2006 - Present (19 years)BTHRIVENT INVESTMENT MANAGEMENT... (CRD# 18387)2003 - 2005 (2 years)IATHRIVENT INVESTMENT MANAGEMENT... (CRD# 18387)2005 - 2005 (<1 year)
License(s)

State Registrations

B
California 1/11/2006
IA
Colorado 1/4/2006
B
Colorado 1/4/2006

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
9800 Schwab Way, Lone Tree, CO 80124
Registered with this firm since 1/4/2006
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
9800 Schwab Way, Lone Tree, CO 80124
Registered with this firm since 1/4/2006
Previous Registration(s)
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IA
 06/28/2005 - 12/06/2005 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) LONETREE, CO
B
 09/04/2003 - 12/06/2005 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.