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SHAWN JASON MCCORMICK
CRD#: 4692925
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 35651 DETROIT ROAD
AVON, OH 44011
CETERA ADVISORS LLCCRD#: 10299 35651 DETROIT ROAD
AVON, OH 44011
Registration History
200420062008201020122014201620182020202220242026IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2024 - Present (<1 year)BCETERA ADVISORS LLC (CRD# 10299)2005 - Present (19 years)BLEGACY FINANCIAL SERVICES, INC. (CRD# 38697)2004 - 2005 (1 year)BTHE HUNTINGTON INVESTMENT COMPANY (CRD# 16986)2003 - 2003 (<1 year)IACETERA ADVISORS LLC (CRD# 10299)2005 - 2024 (18 years)
License(s)

State Registrations

B
Alabama 1/2/2025

B
Michigan 8/27/2012

B
Alaska 2/3/2025

B
Minnesota 1/4/2021

B
Arizona 8/24/2009

B
Missouri 6/19/2015

B
Arkansas 7/20/2021

B
Nevada 9/9/2009

B
California 5/27/2005

B
New Jersey 1/2/2025

B
Colorado 7/23/2015

B
New York 3/25/2015

B
Connecticut 9/20/2016

B
North Carolina 9/11/2009

B
Delaware 6/1/2010

B
Ohio 5/27/2005

B
District of Columbia 1/2/2025

IA
Ohio 3/21/2024

B
Florida 5/27/2005

B
Oregon 10/16/2020

B
Georgia 10/8/2018

B
Pennsylvania 5/27/2005

B
Illinois 2/22/2010

B
South Carolina 9/18/2015

B
Indiana 8/17/2009

B
Texas 11/8/2006

B
Kansas 7/10/2017

IA
Texas 3/21/2024

B
Kentucky 5/3/2013

B
Virginia 6/14/2011

B
Maryland 6/16/2006

B
Washington 2/10/2016

B
Massachusetts 3/29/2016

B
West Virginia 5/1/2012

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
35651 DETROIT ROAD, AVON, OH 44011
Registered with this firm since 3/21/2024

B
CETERA ADVISORS LLC (CRD#:10299)
35651 DETROIT ROAD, AVON, OH 44011
Registered with this firm since 5/27/2005

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/31/2005 - 03/21/2024 CETERA ADVISORS LLC (CRD#:10299) NORTH OLMSTED, OH
B
02/17/2004 - 05/27/2005 LEGACY FINANCIAL SERVICES, INC. (CRD#:38697) PETALUMA, CA
B
08/11/2003 - 11/24/2003 THE HUNTINGTON INVESTMENT COMPANY (CRD#:16986) COLUMBUS, OH
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.