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Detailed Report
JEFFREY AURAND
JEFF DAVID AURAND, JEFF AURAND, JEFFREY D AURAND
CRD#: 4692143
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 6801 SPRING CREEK ROAD STE 1A
ROCKFORD, IL 61114
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2009 - 2012 (2 years)2 FIRMS2012 - 2014 (1 year)2 FIRMS2014 - 2023 (8 years)2 FIRMS2023 - Present (2 years)BNATCITY INVESTMENTS, INC. (CRD# 17490)2003 - 2009 (6 years)IANATCITY INVESTMENTS, INC. (CRD# 17490)2009 - 2009 (<1 year)
License(s)

State Registrations

B
Alabama 1/31/2023
B
Minnesota 1/23/2025
B
Arizona 1/31/2023
B
Montana 11/15/2023
B
California 1/31/2024
B
Nevada 8/27/2024
B
Colorado 11/15/2024
B
Tennessee 1/31/2024
B
Florida 1/31/2023
B
Texas 1/23/2025
B
Illinois 1/31/2023
IA
Texas 1/24/2025
IA
Illinois 1/31/2023
B
Utah 1/31/2024
B
Iowa 8/15/2024
B
West Virginia 1/23/2024
B
Michigan 8/2/2024
B
Wisconsin 1/30/2024

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
6801 SPRING CREEK ROAD STE 1A, ROCKFORD, IL 61114
Registered with this firm since 1/31/2023
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
6801 SPRING CREEK ROAD STE 1A, ROCKFORD, IL 61114
Registered with this firm since 1/31/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/02/2014 - 02/01/2023 PNC INVESTMENTS (CRD#:129052) Loves Park, IL
B
 07/02/2014 - 02/01/2023 PNC INVESTMENTS (CRD#:129052) Loves Park, IL
IA
 08/20/2012 - 06/25/2014 EDWARD JONES (CRD#:250) ROCKFORD, IL
B
 08/20/2012 - 06/25/2014 EDWARD JONES (CRD#:250) ROCKFORD, IL
IA
 11/13/2009 - 08/09/2012 PNC INVESTMENTS (CRD#:129052) LOVES PARK, IL
B
 11/13/2009 - 08/09/2012 PNC INVESTMENTS (CRD#:129052) LOVES PARK, IL
IA
 04/21/2009 - 11/13/2009 NATCITY INVESTMENTS, INC. (CRD#:17490) ROCKFORD, IL
B
 08/22/2003 - 11/13/2009 NATCITY INVESTMENTS, INC. (CRD#:17490) ROCKFORD, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.