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ELIZABETH A WENDT
CRD#: 4691424
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 11545 W.TOUHY AVE.
CHICAGO, IL 60666
Registration History
201220142016201820202022202420262 FIRMS2016 - Present (8 years)BCOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2013 - 2016 (2 years)BLINCOLN FINANCIAL ADVISORS COR... (CRD# 3978)2012 - 2013 (<1 year)IACOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2015 - 2016 (<1 year)
License(s)

State Registrations

B
California 12/15/2016

IA
Illinois 12/15/2016

B
Illinois 12/15/2016

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
11545 W.TOUHY AVE., CHICAGO, IL 60666
Registered with this firm since 12/15/2016

B
LPL FINANCIAL LLC (CRD#:6413)
11545 W.TOUHY AVE., CHICAGO, IL 60666
Registered with this firm since 12/15/2016

Previous Registration(s)
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IA
05/15/2015 - 01/08/2016 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) BURR RIDGE, IL
B
02/01/2013 - 01/08/2016 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) BURR RIDGE, IL
B
05/24/2012 - 02/06/2013 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) BURR RIDGE, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.