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Detailed Report
SHANNON DALE WARE
CHIP WARE
CRD#: 4691302
IA
Investment Adviser
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Previous Broker
ACORN FINANCIAL ADVISORY SERVICES, INC.CRD#: 116763 3211 Peoples Dr
Suite 110
Harrisonburg, VA 22801
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2010 - 2018 (7 years)IAACORN FINANCIAL ADVISORY SERVI... (CRD# 116763)2018 - Present (6 years)BGREAT POINT CAPITAL LLC (CRD# 114203)2021 - 2024 (2 years)BTHE STRATEGIC FINANCIAL ALLIAN... (CRD# 126514)2018 - 2021 (3 years)BTHRIVENT INVESTMENT MANAGEMENT... (CRD# 18387)2003 - 2010 (6 years)IATHRIVENT INVESTMENT MANAGEMENT... (CRD# 18387)2007 - 2010 (3 years)
License(s)

State Registrations

IA
Virginia 6/6/2018
Current Registration(s)
IA
ACORN FINANCIAL ADVISORY SERVICES, INC. (CRD#:116763)
3211 Peoples Dr Suite 110, Harrisonburg, VA 22801
Registered with this firm since 6/6/2018
Previous Registration(s)
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 12/08/2021 - 10/04/2024 GREAT POINT CAPITAL LLC (CRD#:114203) Reston, VA
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 06/01/2018 - 12/10/2021 THE STRATEGIC FINANCIAL ALLIANCE, INC. (CRD#:126514) Harrisonburg, VA
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 09/15/2010 - 06/04/2018 TRIAD ADVISORS, LLC (CRD#:25803) HARRISONBURG, VA
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 09/15/2010 - 06/04/2018 TRIAD ADVISORS LLC (CRD#:25803) HARRISONBURG, VA
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 01/03/2007 - 09/17/2010 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) HARRISONBURG, VA
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 10/07/2003 - 09/17/2010 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) HARRISONBURG, VA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.