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ANDREW DAVID LAWS
CRD#: 4691226
IA
Investment Adviser
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Broker
TRANSAMERICA FINANCIAL ADVISORS, LLCCRD#: 16164 OREGON CITY, OR
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2003 - 2004 (<1 year)2 FIRMS2012 - Present (13 years)BWORLD GROUP SECURITIES, INC. (CRD# 114473)2004 - 2012 (7 years)IAINVESTMENT ADVISORS INTERNATIO... (CRD# 139233)2007 - 2012 (5 years)
License(s)

State Registrations

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California 11/8/2018

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Massachusetts 5/18/2021

B
Colorado 2/1/2016

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Montana 6/11/2021

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Georgia 8/16/2018

B
Nevada 1/22/2019

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Georgia 8/16/2018

B
Ohio 11/20/2018

B
Idaho 5/15/2015

B
Oregon 1/6/2012

B
Iowa 3/22/2023

IA
Oregon 1/6/2012

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Iowa 12/11/2023

B
Utah 4/13/2015

B
Massachusetts 5/4/2021

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Washington 1/6/2012

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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TRANSAMERICA FINANCIAL ADVISORS, LLC (CRD#:16164)
OREGON CITY, OR
Registered with this firm since 1/6/2012

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TRANSAMERICA FINANCIAL ADVISORS, LLC (CRD#:16164)
OREGON CITY, OR
Registered with this firm since 1/6/2012

Previous Registration(s)
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01/22/2007 - 01/06/2012 INVESTMENT ADVISORS INTERNATIONAL, INC. (CRD#:139233) PORTLAND, OR
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06/05/2004 - 01/06/2012 WORLD GROUP SECURITIES, INC. (CRD#:114473) DULUTH, GA
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10/10/2003 - 04/26/2004 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) PORTLAND, OR
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08/27/2003 - 04/26/2004 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN FRANCISCO, CA
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.