Wade D Checketts - Investment Adviser at FISHER INVESTMENTS

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Detailed ReportReport

Wade D Checketts

WADE D CHECKETTS, Wade Checketts

CRD#: 4690891

Investment Adviser

Previous Broker

FISHER INVESTMENTSCRD#: 107342

6500 INTERNATIONAL PARKWAY
STE 2050
PLANO, TX 75093

Disclosures

Disclosures

0 Disclosures

Registration History

License(s)

State Registrations

Texas 4/23/2021

Current Registration(s)

FISHER INVESTMENTS (CRD#:107342)

6500 INTERNATIONAL PARKWAY STE 2050, PLANO, TX 75093

Registered with this firm since 4/23/2021

Previous Registration(s)

th hidden text	th hidden text	Name	Location
IA	08/28/2019 - 01/11/2021	TD AMERITRADE, INC. (CRD#:7870)	INDIANAPOLIS, IN
B	08/28/2019 - 01/11/2021	TD AMERITRADE, INC. (CRD#:7870)	INDIANAPOLIS, IN
IA	08/28/2019 - 12/31/2020	TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514)	Greenwood, IN
IA	08/16/2018 - 08/19/2019	USA FINANCIAL SECURITIES CORPORATION (CRD#:103857)	EVANSVILLE, IN
B	08/16/2018 - 08/19/2019	USA FINANCIAL SECURITIES CORPORATION (CRD#:103857)	EVANSVILLE, IN
IA	07/13/2018 - 08/16/2018	FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)	BOSTON, MA
B	01/11/2007 - 07/31/2018	FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)	FT. LAUDERDALE, FL
IA	05/03/2016 - 07/13/2018	STRATEGIC ADVISERS LLC (CRD#:104555)	CLERMONT, FL
IA	12/14/2007 - 04/26/2016	STRATEGIC ADVISERS, INC. (CRD#:104555)	CLERMONT, FL
B	09/05/2003 - 12/19/2006	FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (CRD#:17507)	SALT LAKE CITY, UT

TD AMERITRADE, INC. (CRD#:7870)

INDIANAPOLIS, IN

08/28/2019 - 01/11/2021

TD AMERITRADE, INC. (CRD#:7870)

INDIANAPOLIS, IN

08/28/2019 - 01/11/2021

TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514)

Greenwood, IN

08/28/2019 - 12/31/2020

USA FINANCIAL SECURITIES CORPORATION (CRD#:103857)

EVANSVILLE, IN

08/16/2018 - 08/19/2019

USA FINANCIAL SECURITIES CORPORATION (CRD#:103857)

EVANSVILLE, IN

08/16/2018 - 08/19/2019

FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)

BOSTON, MA

07/13/2018 - 08/16/2018

FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)

FT. LAUDERDALE, FL

01/11/2007 - 07/31/2018

STRATEGIC ADVISERS LLC (CRD#:104555)

CLERMONT, FL

05/03/2016 - 07/13/2018

STRATEGIC ADVISERS, INC. (CRD#:104555)

CLERMONT, FL

12/14/2007 - 04/26/2016

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (CRD#:17507)

SALT LAKE CITY, UT

09/05/2003 - 12/19/2006

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Broker

A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

Investment Adviser

An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.

Disclosures

Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.