Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JOSE MARIA VERGARA GONZALEZ
CRD#: 4690393
IA
B
CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 Katy, TX
CITI PRIVATE ALTERNATIVES, LLCCRD#: 153777 CITI PRIVATE BANK
2700 Post Oak Boulevard, Suite 500
Houston, TX 77056
2700 Post Oak Boulevard, Suite 500
Houston, TX 77056
0
Disclosures
19
Years of Experience
View By:
State Registrations
B
Alabama 12/22/2022
B
Nebraska 12/22/2022
B
Alaska 12/22/2022
B
Nevada 3/27/2018
B
Arizona 12/22/2022
B
New Hampshire 12/22/2022
B
Arkansas 12/22/2022
B
New Jersey 11/20/2014
B
California 3/1/2022
B
New Mexico 12/22/2022
B
Colorado 12/22/2022
B
New York 9/16/2014
B
Connecticut 12/22/2022
B
North Carolina 12/22/2022
B
Delaware 1/24/2022
B
North Dakota 12/22/2022
B
District of Columbia 12/22/2022
B
Ohio 1/3/2023
B
Florida 9/16/2014
B
Oklahoma 12/22/2022
B
Georgia 12/22/2022
B
Oregon 12/22/2022
B
Hawaii 12/22/2022
B
Pennsylvania 12/22/2022
B
Idaho 12/22/2022
B
Puerto Rico 12/22/2022
B
Illinois 12/22/2022
B
Rhode Island 12/22/2022
B
Indiana 12/22/2022
B
South Carolina 12/22/2022
B
Iowa 12/22/2022
B
South Dakota 12/22/2022
B
Kansas 12/22/2022
B
Tennessee 12/22/2022
B
Kentucky 12/22/2022
B
Texas 10/5/2016
B
Louisiana 12/22/2022
IA
Texas 9/16/2021
B
Maine 12/22/2022
B
Utah 12/22/2022
B
Maryland 12/22/2022
B
Vermont 12/22/2022
B
Massachusetts 12/22/2022
B
Virgin Islands 12/22/2022
B
Michigan 12/22/2022
B
Virginia 12/22/2022
B
Minnesota 12/22/2022
B
Washington 12/22/2022
B
Mississippi 12/22/2022
B
West Virginia 12/22/2022
B
Missouri 12/22/2022
B
Wisconsin 12/22/2022
B
Montana 12/22/2022
B
Wyoming 12/22/2022
SRO Registrations
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
B
Registered with this firm since 3/28/2017
IA
Registered with this firm since 11/20/2014
B
Registered with this firm since 9/16/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 11/11/2004 - 02/27/2014 | NEW YORK, NY | |
IA | 09/16/2021 - 06/30/2010 | New York, NY |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.