Individual Firm
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WESLEY MICHAEL GOLIE
CRD#: 4688706
IA
B
D.A. DAVIDSON & CO.CRD#: 199 283 W. FRONT STREET
SUITE 101
MISSOULA, MT 59807
SUITE 101
MISSOULA, MT 59807
0
Disclosures
20
Years of Experience
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State Registrations
B
Alaska 11/17/2022
B
Nevada 1/3/2022
B
Arizona 2/2/2023
B
New Jersey 2/2/2023
B
California 2/2/2023
B
New Mexico 2/2/2023
B
Colorado 2/2/2023
B
North Carolina 12/20/2024
B
Florida 2/2/2023
B
Oregon 9/28/2020
B
Idaho 2/2/2023
B
Texas 1/24/2024
B
Michigan 4/26/2023
IA
Texas 1/24/2024
B
Minnesota 3/11/2022
B
Utah 2/2/2023
B
Montana 9/28/2020
B
Virginia 2/2/2023
IA
Montana 9/28/2020
B
Washington 9/28/2020
B
Nebraska 2/2/2023
SRO Registrations
B
B
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IA
Registered with this firm since 9/28/2020
B
Registered with this firm since 9/28/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/01/2016 - 10/14/2020 | MISSOULA, MT | |
B | 11/29/2016 - 10/13/2020 | MISSOULA, MT | |
B | 04/06/2016 - 11/29/2016 | MISSOULA, MT | |
B | 09/21/2004 - 04/07/2016 | CENTENNIAL, CO | |
B | 08/01/2003 - 08/28/2003 | LOS ANGELES, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.