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Detailed Report
DERRICK ANDRE SPENCER
CRD#: 4688413
IA
Investment Adviser
B
Broker
STATE FARM INVESTMENT MANAGEMENT CORP.CRD#: 3487 5235 W Baseline Rd
Suite 101
Laveen, AZ 85339
STATE FARM VP MANAGEMENT CORP.CRD#: 43036 1453 N Dysart Rd
Ste. 108
Avondale, AZ 85323
Registration History
200420062008201020122014201620182020202220242026IASTATE FARM INVESTMENT MANAGEME... (CRD# 3487)2023 - Present (2 years)BSTATE FARM VP MANAGEMENT CORP. (CRD# 43036)2010 - Present (14 years)BSTATE FARM VP MANAGEMENT CORP. (CRD# 43036)2003 - 2010 (7 years)
License(s)

State Registrations

B
Arizona 11/2/2010
IA
Nevada 6/15/2023
IA
Arizona 5/15/2023
B
Utah 6/9/2023
B
Nevada 6/9/2023
IA
Utah 6/12/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STATE FARM INVESTMENT MANAGEMENT CORP. (CRD#:3487)
5235 W Baseline Rd Suite 101, Laveen, AZ 85339
1453 N Dysart Rd Suite 108, Avondale, AZ 85323
Registered with this firm since 5/15/2023
B
STATE FARM VP MANAGEMENT CORP. (CRD#:43036)
1453 N Dysart Rd Ste. 108, Avondale, AZ 85323
5235 W Baseline Rd Ste 101, Laveen, AZ 85339
Registered with this firm since 11/2/2010
Previous Registration(s)
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B
 08/08/2003 - 08/02/2010 STATE FARM VP MANAGEMENT CORP. (CRD#:43036) BLOOMINGTON, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.