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SHAUN MICHAEL FITZPATRICK
SHAUN FITZPATRICK
CRD#: 4686747
IA
B
MORGAN STANLEYCRD#: 149777 112 Worcester Street
Wellesley, MA 02481
Wellesley, MA 02481
0
Disclosures
21
Years of Experience
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State Registrations
B
Alaska 6/17/2024
B
New Hampshire 6/1/2009
B
Arizona 6/17/2024
B
New Jersey 6/1/2009
B
California 6/1/2009
B
New Mexico 6/17/2024
B
Colorado 6/1/2009
B
New York 6/1/2009
B
Connecticut 6/1/2009
B
North Carolina 6/1/2009
IA
Connecticut 6/1/2009
B
Ohio 3/20/2024
B
Delaware 12/5/2014
B
Oregon 6/17/2024
B
District of Columbia 7/13/2017
B
Pennsylvania 4/1/2024
B
Florida 6/1/2009
B
Rhode Island 6/1/2009
B
Georgia 6/17/2024
B
South Carolina 6/17/2024
B
Hawaii 12/12/2023
B
Tennessee 11/23/2022
B
Illinois 6/1/2009
B
Texas 10/14/2016
B
Indiana 1/25/2024
IA
Texas 4/8/2020
B
Maine 6/1/2009
B
Utah 6/17/2024
B
Maryland 6/17/2024
B
Vermont 6/1/2009
B
Massachusetts 6/1/2009
B
Virginia 6/9/2023
B
Minnesota 1/4/2022
B
Washington 6/17/2024
B
Mississippi 6/17/2024
B
Wisconsin 6/17/2024
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/25/2008 - 06/01/2009 | WELLESLEY, MA | |
B | 01/25/2008 - 06/01/2009 | WELLESLEY, MA | |
IA | 01/15/2004 - 01/29/2008 | WELLESLEY HILLS, MA | |
B | 09/22/2003 - 01/29/2008 | WELLESLEY HILLS, MA |
WELLESLEY HILLS, MA
01/15/2004 - 01/29/2008
WELLESLEY HILLS, MA
09/22/2003 - 01/29/2008
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.