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Detailed Report
FRANK ROSS HAMPTON
CRD#: 4686668
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 114 WEST WALNUT STREET
SALINA, KS 67401
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 114 W WALNUT
SALINA, KS 67401
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2003 - 2008 (4 years)2 FIRMS2008 - 2011 (3 years)2 FIRMS2011 - Present (13 years)
License(s)

State Registrations

B
Arizona 1/21/2025
B
Missouri 1/8/2014
B
Arkansas 10/7/2021
B
Montana 5/12/2020
B
California 8/1/2011
B
Nebraska 8/5/2021
B
Colorado 7/29/2011
B
New Jersey 1/8/2014
B
Delaware 4/12/2021
B
New Mexico 1/21/2025
B
District of Columbia 7/29/2011
B
New York 1/3/2012
B
Florida 4/29/2013
B
North Carolina 8/1/2011
B
Georgia 4/21/2015
B
Oklahoma 8/28/2024
B
Hawaii 1/21/2025
B
Oregon 7/29/2011
B
Illinois 7/29/2011
B
Pennsylvania 7/23/2014
B
Iowa 2/28/2012
B
South Carolina 1/26/2023
B
Kansas 7/29/2011
B
South Dakota 1/4/2022
IA
Kansas 8/19/2011
B
Texas 7/29/2011
B
Maryland 7/29/2011
IA
Texas 12/1/2019
B
Michigan 7/29/2011
B
Virginia 7/29/2011
B
Minnesota 7/17/2020
B
Wisconsin 7/29/2016

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
114 WEST WALNUT STREET, SALINA, KS 67401
Registered with this firm since 8/19/2011
B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
114 W WALNUT, SALINA, KS 67401
Registered with this firm since 7/29/2011
Previous Registration(s)
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IA
 01/01/2008 - 08/01/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) SALINA, KS
B
 01/01/2008 - 08/01/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) SALINA, KS
B
 09/11/2003 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) SALINA, KS
IA
 09/19/2003 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) SALINA, KS
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.