Individual Firm
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MOHAMMED MARWAN IFTAIHA
CRD#: 4686313
IA
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OSAIC WEALTH, INC.CRD#: 23131 2100 RESTON PARKWAY
Suite 400
RESTON, VA 20191
Suite 400
RESTON, VA 20191
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3/31/1999
Criminal
Final Disposition
State Registrations
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California 1/19/2024
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New York 1/19/2024
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Delaware 1/19/2024
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North Carolina 1/19/2024
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District of Columbia 1/19/2024
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Pennsylvania 1/19/2024
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District of Columbia 1/19/2024
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South Carolina 1/19/2024
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Florida 1/19/2024
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South Dakota 8/7/2024
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Georgia 1/19/2024
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Texas 1/19/2024
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Illinois 11/22/2024
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Texas 1/19/2024
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Maryland 1/19/2024
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Utah 5/31/2024
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Maryland 1/19/2024
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Virginia 1/19/2024
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Massachusetts 1/22/2024
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Virginia 1/19/2024
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Minnesota 1/19/2024
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Wisconsin 12/5/2024
SRO Registrations
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IA
Registered with this firm since 1/19/2024
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Registered with this firm since 1/19/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/18/2007 - 01/19/2024 | RESTON, VA | |
B | 12/18/2007 - 01/19/2024 | RESTON, VA | |
IA | 04/07/2004 - 12/20/2007 | VIENNA, VA | |
B | 10/08/2003 - 12/20/2007 | VIENNA, VA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.