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Detailed Report
THOMAS PATRICK SHEPHERD
CRD#: 4685143
IA
Investment Adviser
B
Broker
PRIMERICA ADVISORSCRD#: 10111 1627 US HIGHWAY 1
STE 215A
SEBASTIAN, FL 32958
Registration History
200420062008201020122014201620182020202220242026IAPRIMERICA ADVISORS (CRD# 10111)2014 - Present (10 years)BPFS INVESTMENTS INC. (CRD# 10111)2003 - Present (21 years)
License(s)

State Registrations

B
Florida 7/31/2003
B
New York 11/21/2022
IA
Florida 4/14/2014
B
Wisconsin 9/7/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIMERICA ADVISORS (CRD#:10111)
1627 US HIGHWAY 1 STE 215A, SEBASTIAN, FL 32958
Registered with this firm since 4/14/2014
B
PFS INVESTMENTS INC. (CRD#:10111)
1627 US HIGHWAY 1 STE 215A, SEBASTIAN, FL 32958
Registered with this firm since 7/31/2003
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.