Individual Firm
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AUTUMN C SOLTYSIAK
AUTUMN CHALKER
CRD#: 4684987
IA
B
HEMMING& WEALTH MANAGEMENT, INC.CRD#: 300918 600 E. FRONT STREET
SUITE 201
TRAVERSE CITY, MI 49686
SUITE 201
TRAVERSE CITY, MI 49686
0
Disclosures
21
Years of Experience
View By:
State Registrations
IA
Michigan 5/1/2019
IA
Registered with this firm since 5/1/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/07/2015 - 05/06/2019 | TRAVERSE CITY, MI | |
B | 01/05/2015 - 05/06/2019 | TRAVERSE CITY, MI | |
IA | 03/21/2013 - 01/05/2015 | TRAVERSE CITY, MI | |
B | 03/13/2013 - 01/05/2015 | TRAVERSE CITY, MI | |
IA | 09/24/2010 - 01/02/2013 | TRAVERSE CITY, MI | |
B | 01/01/2008 - 01/02/2013 | TRAVERSE CITY, MI | |
B | 09/12/2003 - 01/03/2008 | TRAVERSE CITY, MI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.