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Jeremy Joseph Newton
CRD#: 4684844
IA
Investment Adviser
B
Broker
LPL ENTERPRISE, LLCCRD#: 8733 Cumming, GA
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2003 - 2003 (<1 year)2 FIRMS2008 - 2012 (3 years)2 FIRMS2014 - 2015 (1 year)2 FIRMS2020 - 2023 (2 years)2 FIRMS2015 - 2024 (9 years)3 FIRMS2020 - 2024 (3 years)2 FIRMS2024 - Present (<1 year)BNATCITY INVESTMENTS, INC. (CRD# 17490)2003 - 2008 (4 years)BRED CAPITAL MARKETS, INC. (CRD# 14840)2004 - 2004 (<1 year)IANATCITY INVESTMENTS, INC. (CRD# 17490)2005 - 2008 (3 years)
License(s)

State Registrations

B
Alabama 11/27/2024

B
Montana 11/27/2024

B
Alaska 11/27/2024

B
Nebraska 11/27/2024

B
Arizona 11/27/2024

B
Nevada 11/27/2024

B
Arkansas 11/27/2024

B
New Hampshire 11/27/2024

B
California 11/27/2024

B
New Jersey 11/27/2024

B
Colorado 11/27/2024

B
New Mexico 11/27/2024

B
Connecticut 11/27/2024

B
New York 11/27/2024

B
Delaware 11/27/2024

B
North Carolina 11/27/2024

B
District of Columbia 11/27/2024

B
North Dakota 11/27/2024

B
Florida 11/27/2024

B
Ohio 11/29/2024

B
Georgia 10/9/2024

B
Oklahoma 11/27/2024

IA
Georgia 10/10/2024

B
Oregon 11/27/2024

B
Hawaii 11/27/2024

B
Pennsylvania 11/27/2024

B
Idaho 11/27/2024

B
Rhode Island 11/27/2024

B
Illinois 11/27/2024

B
South Carolina 10/9/2024

B
Indiana 11/27/2024

IA
South Carolina 10/15/2024

B
Iowa 11/27/2024

B
South Dakota 11/27/2024

B
Kansas 11/27/2024

B
Tennessee 11/27/2024

B
Kentucky 11/27/2024

B
Texas 11/27/2024

B
Louisiana 11/27/2024

IA
Texas 11/28/2024

B
Maine 11/27/2024

B
Utah 11/27/2024

B
Maryland 11/27/2024

B
Vermont 11/27/2024

B
Massachusetts 11/27/2024

B
Virginia 11/27/2024

B
Michigan 11/27/2024

B
Washington 11/27/2024

B
Minnesota 11/27/2024

B
West Virginia 11/27/2024

B
Mississippi 11/27/2024

B
Wisconsin 11/27/2024

B
Missouri 11/27/2024

B
Wyoming 11/27/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL ENTERPRISE, LLC (CRD#:8733)
Cumming, GA
CUMMING, GA
Registered with this firm since 10/10/2024

B
LPL ENTERPRISE, LLC (CRD#:8733)
Cumming, GA
CUMMING, GA
Registered with this firm since 10/9/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/01/2015 - 07/25/2024 TRIAD ADVISORS, LLC (CRD#:25803) ATLANTA, GA
B
12/22/2020 - 07/25/2024 OSAIC WEALTH, INC. (CRD#:23131) SCOTTSDALE, AZ
B
03/20/2015 - 07/25/2024 TRIAD ADVISORS LLC (CRD#:25803) ATLANTA, GA
B
12/22/2020 - 06/14/2024 SECURITIES AMERICA, INC. (CRD#:10205) LAVISTA, NE
B
12/22/2020 - 01/19/2024 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) OAKDALE, MN
B
12/22/2020 - 11/03/2023 FSC SECURITIES CORPORATION (CRD#:7461) ATLANTA, GA
B
12/22/2020 - 09/01/2023 SAGEPOINT FINANCIAL, INC. (CRD#:133763) SCOTTSDALE, AZ
IA
03/31/2014 - 03/16/2015 SYNOVUS SECURITIES, INC. (CRD#:14023) ATLANTA, GA
B
03/24/2014 - 03/16/2015 SYNOVUS SECURITIES, INC. (CRD#:14023) ATLANTA, GA
IA
11/20/2008 - 07/27/2012 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) MAYFIELD HEIGHTS, OH
B
11/20/2008 - 07/27/2012 SECURITIES AMERICA, INC. (CRD#:10205) MAYFIELD HEIGHTS, OH
IA
06/13/2005 - 11/13/2008 NATCITY INVESTMENTS, INC. (CRD#:17490) CLEVELAND, OH
B
12/10/2003 - 11/13/2008 NATCITY INVESTMENTS, INC. (CRD#:17490) CLEVELAND, OH
B
08/27/2004 - 11/11/2004 RED CAPITAL MARKETS, INC. (CRD#:14840) COLUMBUS, OH
B
09/24/2003 - 10/16/2003 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
09/24/2003 - 10/16/2003 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.