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Detailed Report
JULIE TRACY GARWOOD
JULIE HOLTON TRACY
CRD#: 4684620
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 2421 Westgate Drive
Suite 100
Albany, GA 31707
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2005 - 2010 (5 years)2 FIRMS2010 - 2017 (6 years)2 FIRMS2017 - Present (7 years)BPFIC SECURITIES CORPORATION (CRD# 34941)2004 - 2005 (<1 year)BMORGAN KEEGAN & COMPANY, INC. (CRD# 4161)2003 - 2004 (<1 year)
License(s)

State Registrations

B
Alabama 5/5/2017
B
Montana 6/21/2024
B
Alaska 6/21/2024
B
Nebraska 6/21/2024
B
Arizona 6/21/2024
B
Nevada 6/21/2024
B
Arkansas 11/9/2018
B
New Hampshire 6/21/2024
B
California 1/22/2020
B
New Jersey 6/21/2024
B
Colorado 6/21/2024
B
New Mexico 6/21/2024
B
Connecticut 6/21/2024
B
New York 5/5/2017
B
Delaware 6/21/2024
B
North Carolina 5/5/2017
B
District of Columbia 12/2/2021
B
North Dakota 6/21/2024
B
Florida 5/5/2017
B
Ohio 6/22/2024
IA
Florida 5/15/2017
B
Oklahoma 6/21/2024
B
Georgia 5/5/2017
B
Oregon 3/1/2019
IA
Georgia 8/14/2017
B
Pennsylvania 6/21/2024
B
Hawaii 6/21/2024
B
Puerto Rico 6/21/2024
B
Idaho 6/21/2024
B
Rhode Island 6/21/2024
B
Illinois 7/24/2023
B
South Carolina 5/5/2017
B
Indiana 6/21/2024
B
South Dakota 6/21/2024
B
Iowa 6/21/2024
B
Tennessee 5/5/2017
B
Kansas 6/21/2024
B
Texas 8/9/2017
B
Kentucky 6/21/2024
IA
Texas 3/26/2020
B
Louisiana 6/21/2024
B
Utah 6/21/2024
B
Maine 6/21/2024
B
Vermont 6/24/2024
B
Maryland 6/21/2024
B
Virgin Islands 6/21/2024
B
Massachusetts 11/5/2020
B
Virginia 5/5/2017
B
Michigan 6/21/2024
B
Washington 6/24/2024
B
Minnesota 6/21/2024
B
West Virginia 6/24/2024
B
Mississippi 5/5/2017
B
Wisconsin 6/24/2024
B
Missouri 6/21/2024
B
Wyoming 8/10/2017

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
2421 Westgate Drive Suite 100, Albany, GA 31707
Registered with this firm since 5/15/2017
B
MORGAN STANLEY (CRD#:149777)
2421 Westgate Drive Suite 100, Albany, GA 31707
Registered with this firm since 5/5/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/27/2010 - 05/08/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ALBANY, GA
B
 10/27/2010 - 05/08/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ALBANY, GA
IA
 09/16/2005 - 10/27/2010 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) ALBANY, GA
B
 07/12/2005 - 10/27/2010 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) ALBANY, GA
B
 11/08/2004 - 07/14/2005 PFIC SECURITIES CORPORATION (CRD#:34941) FRANKLIN, TN
B
 12/12/2003 - 09/13/2004 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) MEMPHIS, TN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.