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Detailed Report
JENNIFER KAO
JENNIFER KAO SUH
CRD#: 4684446
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 225 S. LAKE AVE
STE 700
PASADENA, CA 91101
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2006 - 2008 (1 year)2 FIRMS2008 - 2010 (2 years)2 FIRMS2010 - 2012 (2 years)2 FIRMS2012 - Present (12 years)BPRUCO SECURITIES, LLC. (CRD# 5685)2003 - 2006 (2 years)
Disclosure(s)
View By:
8/10/2006
Employment Separation After Allegations
License(s)

State Registrations

B
California 11/29/2012
IA
California 12/3/2012

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
225 S. LAKE AVE STE 700, PASADENA, CA 91101
LOS ANGELES, CA
Registered with this firm since 12/3/2012
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
225 S. LAKE AVE STE 700, PASADENA, CA 91101
LOS ANGELES, CA
Registered with this firm since 11/29/2012
Previous Registration(s)
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IA
 09/20/2010 - 12/10/2012 MORGAN STANLEY (CRD#:149777) BEVERLY HILLS, CA
B
 09/16/2010 - 12/10/2012 MORGAN STANLEY (CRD#:149777) BEVERLY HILLS, CA
IA
 06/03/2008 - 09/02/2010 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) LOS ANGELES, CA
B
 06/03/2008 - 09/02/2010 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) LOS ANGELES, CA
IA
 08/25/2006 - 05/30/2008 RBC CAPITAL MARKETS CORPORATION (CRD#:31194) BEVERLY HILLS, CA
B
 08/25/2006 - 05/30/2008 RBC CAPITAL MARKETS CORPORATION (CRD#:31194) BEVERLY HILLS, CA
B
 09/12/2003 - 08/23/2006 PRUCO SECURITIES, LLC. (CRD#:5685) SHERMAN OAKS, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.