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Tsunghsin Chen
VINCENT CHEN
CRD#: 4683728
IA
Investment Adviser
B
Broker
ALLSTATE FINANCIAL ADVISORS, LLCCRD#: 109524 7323 Convoy Ct Ste B111
San Diego, CA 92111-1129
ALLSTATE FINANCIAL SERVICES, LLCCRD#: 18272 7323 Convoy Ct Ste B111
San Diego, CA 92111-1129
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2004 - 2006 (2 years)2 FIRMS2017 - 2017 (<1 year)2 FIRMS2017 - 2021 (3 years)2 FIRMS2021 - Present (3 years)BCETERA INVESTMENT SERVICES LLC (CRD# 15340)2006 - 2017 (10 years)BPRIMEVEST FINANCIAL SERVICES, INC. (CRD# 15340)2003 - 2004 (<1 year)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2014 - 2017 (3 years)IACETERA INVESTMENT SERVICES LLC (CRD# 15340)2006 - 2014 (7 years)
License(s)

State Registrations

B
California 9/30/2021

IA
California 9/30/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ALLSTATE FINANCIAL ADVISORS, LLC (CRD#:109524)
7323 Convoy Ct Ste B111, San Diego, CA 92111-1129
Registered with this firm since 9/30/2021

B
ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272)
7323 Convoy Ct Ste B111, San Diego, CA 92111-1129
Registered with this firm since 9/30/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/25/2017 - 08/10/2021 CETERA INVESTMENT ADVISERS LLC (CRD#:105644) SAN DIEGO, CA
B
09/25/2017 - 08/10/2021 CETERA INVESTMENT SERVICES LLC (CRD#:15340) SAN DIEGO, CA
IA
03/01/2017 - 09/25/2017 LPL FINANCIAL LLC (CRD#:6413) SAN DIEGO, CA
B
02/28/2017 - 09/25/2017 LPL FINANCIAL LLC (CRD#:6413) SAN DIEGO, CA
IA
01/21/2014 - 02/28/2017 CETERA INVESTMENT ADVISERS LLC (CRD#:105644) SAN DIEGO, CA
B
10/06/2006 - 02/28/2017 CETERA INVESTMENT SERVICES LLC (CRD#:15340) SAN DIEGO, CA
IA
10/10/2006 - 01/21/2014 CETERA INVESTMENT SERVICES LLC (CRD#:15340) SAN DIEGO, CA
IA
09/14/2004 - 10/06/2006 UVEST FINANCIAL SERVICES GROUP, INC. (CRD#:13787) SAN DIEGO, CA
B
09/14/2004 - 10/06/2006 UVEST FINANCIAL SERVICES GROUP, INC. (CRD#:13787) SAN DIEGO, CA
B
09/15/2003 - 02/13/2004 PRIMEVEST FINANCIAL SERVICES, INC. (CRD#:15340) ST. CLOUD, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.