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Detailed Report
JAMES HEALY PEPE
CRD#: 4683645
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 955 CHESTERBROOK BLVD 3RD FL
[L2-RBO]
CHESTERBROOK, PA 19087
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2006 - Present (18 years)BNANDRA GROUP, INC. (CRD# 32850)2004 - 2004 (<1 year)BJ.H. BROOKS & CO., INC. (CRD# 32669)2003 - 2004 (<1 year)
License(s)

State Registrations

B
California 2/23/2007
B
New Jersey 8/23/2006
B
Connecticut 3/11/2025
B
New York 1/26/2015
B
Delaware 9/15/2006
B
North Carolina 2/26/2007
B
Florida 2/20/2007
B
Pennsylvania 9/15/2006
B
Georgia 10/30/2018
IA
Pennsylvania 9/21/2006
B
Illinois 11/21/2024
B
Texas 2/23/2007
B
Maine 11/5/2014
B
Vermont 11/4/2021
B
Maryland 2/20/2007

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
955 CHESTERBROOK BLVD 3RD FL [L2-RBO], CHESTERBROOK, PA 19087
Registered with this firm since 9/21/2006
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
955 CHESTERBROOK BLVD 3RD FL [L2-RBO], CHESTERBROOK, PA 19087
Registered with this firm since 8/23/2006
Previous Registration(s)
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B
 07/01/2004 - 10/20/2004 NANDRA GROUP, INC. (CRD#:32850) NEW YORK, NY
B
 07/09/2003 - 02/10/2004 J.H. BROOKS & CO., INC. (CRD#:32669) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.