• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
CHARLES FREDERICK GORE II
CHARLES FREDERICK GORE, CHUCK FREDERICK GORE II
CRD#: 4683147
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 1032 WEST MAIN STREET
LEBANON, TN 37087
Registration History
200420062008201020122014201620182020202220242026IALPL FINANCIAL LLC (CRD# 6413)2016 - Present (8 years)BLPL FINANCIAL LLC (CRD# 6413)2003 - Present (21 years)IALPL FINANCIAL LLC (CRD# 6413)2014 - 2014 (<1 year)
Disclosure(s)
View By:
5/11/2021
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 4/13/2020

B
Mississippi 2/25/2014

B
Georgia 8/10/2012

B
Tennessee 7/23/2003

B
Indiana 8/5/2020

IA
Tennessee 11/29/2016

B
Kentucky 7/31/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
1032 WEST MAIN STREET, LEBANON, TN 37087
Registered with this firm since 11/25/2016

B
LPL FINANCIAL LLC (CRD#:6413)
1032 WEST MAIN STREET, LEBANON, TN 37087
Registered with this firm since 7/14/2003

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/18/2014 - 09/16/2014 LPL FINANCIAL LLC (CRD#:6413) NASHVILLE, TN
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.