• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JUANITA G PULLEN
JUANITA REECE PULLEN
CRD#: 4682590
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 3455 PEACHTREE RD NE
ATLANTA, GA 30326
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2003 - Present (21 years)
License(s)

State Registrations

B
Alabama 4/1/2010

B
Missouri 10/6/2021

B
Arizona 10/6/2021

B
Nebraska 10/6/2021

B
Arkansas 5/24/2019

B
Nevada 4/27/2022

B
California 2/1/2010

B
New Hampshire 4/9/2018

B
Colorado 7/3/2017

B
New Jersey 2/1/2010

B
Connecticut 2/1/2010

B
New Mexico 1/23/2020

B
District of Columbia 10/6/2021

B
New York 2/1/2010

B
Florida 11/20/2006

B
North Carolina 2/2/2010

IA
Florida 3/6/2007

B
Ohio 6/6/2013

B
Georgia 11/6/2003

B
Oregon 5/1/2023

IA
Georgia 12/1/2003

B
Pennsylvania 2/1/2010

B
Illinois 2/1/2010

B
Rhode Island 10/6/2021

B
Indiana 10/6/2021

B
South Carolina 2/1/2010

B
Kentucky 2/1/2010

B
South Dakota 6/17/2024

B
Louisiana 10/6/2021

B
Tennessee 6/6/2013

B
Maine 10/6/2021

B
Texas 2/1/2010

B
Maryland 10/6/2021

IA
Texas 2/8/2010

B
Massachusetts 2/1/2010

B
Virginia 2/1/2010

B
Michigan 10/6/2021

B
Washington 2/1/2010

B
Minnesota 10/6/2021

B
Wisconsin 10/6/2021

B
Mississippi 10/6/2021

B
Wyoming 10/20/2022

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3455 PEACHTREE RD NE, ATLANTA, GA 30326
1276 METROPOLITAN BLVD, TALLAHASSEE, FL 32312
Registered with this firm since 12/1/2003

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3455 PEACHTREE RD NE, ATLANTA, GA 30326
1276 METROPOLITAN BLVD, TALLAHASSEE, FL 32312
Registered with this firm since 9/25/2003

For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.