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KATHARINE MARIE WILLIAMS
KATIE MARIE MCILWRAITH
CRD#: 4682176
IA
B
MORGAN STANLEYCRD#: 149777 1030 Broad Street 3Rd Floor
Shrewsbury, NJ 07702
Shrewsbury, NJ 07702
0
Disclosures
20
Years of Experience
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State Registrations
B
Alaska 8/11/2011
B
Nebraska 11/28/2023
B
Arizona 6/1/2009
B
New Hampshire 5/17/2011
B
California 6/1/2009
B
New Jersey 6/1/2009
B
Colorado 6/1/2009
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New Jersey 6/1/2009
B
Connecticut 6/1/2009
B
New York 6/1/2009
B
Delaware 6/1/2009
B
North Carolina 6/1/2009
B
District of Columbia 11/17/2010
B
Ohio 6/1/2009
B
Florida 6/1/2009
B
Oklahoma 6/1/2009
B
Georgia 11/17/2010
B
Oregon 6/11/2012
B
Hawaii 11/17/2010
B
Pennsylvania 6/1/2009
B
Idaho 7/19/2023
B
Rhode Island 8/11/2011
B
Illinois 8/26/2010
B
South Carolina 5/3/2010
B
Kansas 4/28/2015
B
Tennessee 6/25/2020
B
Kentucky 12/19/2022
B
Texas 6/1/2009
B
Maine 8/18/2009
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Texas 2/12/2014
B
Maryland 5/17/2011
B
Utah 8/11/2011
B
Massachusetts 6/15/2011
B
Vermont 11/29/2010
B
Michigan 5/17/2011
B
Virginia 6/1/2009
B
Mississippi 5/17/2011
B
Washington 6/1/2009
B
Missouri 4/28/2015
SRO Registrations
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B
B
B
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Registered with this firm since 6/1/2009
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Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/05/2007 - 06/01/2009 | SHREWSBURY, NJ | |
B | 08/05/2004 - 06/01/2009 | SHREWSBURY, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.