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Dwayne Martin Dills
CRD#: 4681275
IA
B
GROVE POINT ADVISORS, LLCCRD#: 313171 460 Weaverville Road
Suite 4
Asheville, NC 28804
Suite 4
Asheville, NC 28804
GROVE POINT INVESTMENTS, LLCCRD#: 1763 460 Weaverville Rd
Ste 4
Asheville, NC 28804
Ste 4
Asheville, NC 28804
0
Disclosures
21
Years of Experience
View By:
State Registrations
B
Colorado 2/23/2022
B
Ohio 11/15/2021
B
Florida 11/15/2021
B
South Carolina 11/15/2021
B
Georgia 5/25/2022
B
South Dakota 5/20/2022
B
Maryland 11/15/2021
B
Tennessee 11/11/2024
B
Nevada 11/15/2021
B
Texas 11/15/2021
B
North Carolina 11/16/2021
B
West Virginia 3/22/2022
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North Carolina 5/4/2022
SRO Registrations
B
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IA
Registered with this firm since 5/4/2022
B
Registered with this firm since 11/15/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 09/27/2006 - 11/15/2021 | ASHEVILLE, NC | |
IA | 03/02/2004 - 02/21/2007 | ASHEVILLE, NC | |
B | 01/12/2006 - 10/05/2006 | WEAVERVILLE, NC | |
B | 10/31/2005 - 12/31/2005 | ASHEVILLE, NC | |
B | 11/14/2003 - 10/31/2005 | PHOENIX, AZ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.