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ANTHONY STEPHEN SCALISE
ANTHONY SCALISE
CRD#: 4681251
IA
B
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.CRD#: 134139 1408 Sweet Home Road
Ste. 6
Amherst, NY 14228
Ste. 6
Amherst, NY 14228
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 1408 Sweet Home Road
Ste. 6
Amherst, NY 14228
Ste. 6
Amherst, NY 14228
0
Disclosures
21
Years of Experience
View By:
State Registrations
B
California 11/1/2024
B
New York 11/1/2024
B
District of Columbia 11/1/2024
IA
New York 11/1/2024
B
Florida 11/1/2024
B
Pennsylvania 11/1/2024
B
Georgia 11/1/2024
B
Texas 11/1/2024
B
New Jersey 11/1/2024
IA
Texas 11/1/2024
SRO Registrations
B
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IA
Registered with this firm since 11/1/2024
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Registered with this firm since 11/1/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/27/2017 - 11/04/2024 | AMHERST, NY | |
B | 11/27/2017 - 11/04/2024 | AMHERST, NY | |
IA | 03/07/2016 - 11/28/2017 | AMHERST, NY | |
B | 02/03/2009 - 11/28/2017 | AMHERST, NY | |
B | 12/14/2006 - 02/04/2009 | AMHERST, NY | |
B | 08/19/2003 - 12/06/2006 | WILLIAMSVILLE, NY | |
B | 08/19/2003 - 12/06/2006 | WILLIAMSVILLE, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.