• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
GARY R. SMITH
CRD#: 4679964
IA
Investment Adviser
B
Broker
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.CRD#: 134139 75 Pearl Street, Suite 204
Portland, ME 04101
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 75 Pearl Street
Suite 204
Portland, ME 04101
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2009 - 2014 (4 years)2 FIRMS2022 - Present (2 years)BCANTELLA & CO., INC. (CRD# 13905)2014 - 2022 (8 years)BSECURITIES AMERICA, INC. (CRD# 10205)2007 - 2009 (1 year)BAFS BROKERAGE, INC. (CRD# 25924)2003 - 2005 (1 year)IACANTELLA & CO., INC. (CRD# 13905)2014 - 2023 (9 years)
Disclosure(s)
View By:
5/24/2005
Regulatory
Final
License(s)

State Registrations

B
California 12/9/2022

B
Massachusetts 12/9/2022

B
Connecticut 12/9/2022

B
New Hampshire 12/9/2022

B
Florida 12/9/2022

B
Texas 12/9/2022

B
Maine 12/9/2022

IA
Texas 12/13/2022

IA
Maine 12/14/2022

B
Virginia 6/18/2024

B
Maryland 12/9/2022

B
Washington 12/9/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139)
75 Pearl Street, Suite 204, Portland, ME 04101
Registered with this firm since 12/13/2022

B
CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543)
75 Pearl Street Suite 204, Portland, ME 04101
Registered with this firm since 12/9/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/12/2014 - 06/07/2023 CANTELLA & CO., INC. (CRD#:13905) Portland, ME
B
02/07/2014 - 12/09/2022 CANTELLA & CO., INC. (CRD#:13905) Portland, ME
IA
12/23/2009 - 02/12/2014 METLIFE SECURITIES INC. (CRD#:14251) CUMBERLAND FORESIDE, ME
B
06/09/2009 - 02/07/2014 METLIFE SECURITIES INC. (CRD#:14251) CUMBERLAND FORESIDE, ME
B
11/14/2007 - 06/03/2009 SECURITIES AMERICA, INC. (CRD#:10205) MERRIMACK, NH
B
07/10/2003 - 01/03/2005 AFS BROKERAGE, INC. (CRD#:25924) AUSTIN, TX
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.