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DIANA YACOB
DIANA N YACOB, DIANA NASIM YACOB
CRD#: 4679865
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 300 CRESCENT CT
PBIG - DALLAS PRIVATE WEALTH
DALLAS, TX 75201
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2018 - 2021 (3 years)2 FIRMS2021 - 2022 (<1 year)2 FIRMS2022 - Present (2 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2015 - 2017 (2 years)
License(s)

State Registrations

B
Alabama 11/9/2022

B
Nevada 11/9/2022

B
Arizona 11/9/2022

B
New Hampshire 11/9/2022

B
Arkansas 11/9/2022

B
New Jersey 11/9/2022

B
California 11/9/2022

B
New Mexico 11/9/2022

B
Colorado 11/9/2022

B
New York 11/9/2022

B
Connecticut 11/9/2022

B
North Carolina 11/9/2022

B
Delaware 8/24/2023

B
Ohio 11/9/2022

B
District of Columbia 11/9/2022

B
Oklahoma 11/9/2022

B
Florida 11/9/2022

B
Oregon 2/10/2025

B
Georgia 11/9/2022

B
Pennsylvania 11/9/2022

B
Hawaii 11/9/2022

B
Rhode Island 11/9/2022

B
Illinois 11/9/2022

B
South Carolina 11/9/2022

B
Indiana 11/9/2022

B
Tennessee 11/9/2022

B
Kentucky 11/9/2022

B
Texas 11/4/2022

B
Louisiana 11/9/2022

IA
Texas 11/4/2022

B
Maryland 11/9/2022

B
Utah 11/21/2023

B
Massachusetts 11/9/2022

B
Virgin Islands 11/9/2022

B
Michigan 11/9/2022

B
Virginia 11/9/2022

B
Mississippi 11/9/2022

B
Washington 11/9/2022

B
Missouri 11/9/2022

B
Wyoming 11/9/2022

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
300 CRESCENT CT PBIG - DALLAS PRIVATE WEALTH, DALLAS, TX 75201
Registered with this firm since 11/4/2022

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
300 CRESCENT CT PBIG - DALLAS PRIVATE WEALTH, DALLAS, TX 75201
Registered with this firm since 11/4/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/01/2021 - 09/30/2022 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) Frisco, TX
B
10/01/2021 - 09/30/2022 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) Frisco, TX
IA
10/16/2018 - 10/04/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) DALLAS, TX
B
04/17/2018 - 10/04/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) DALLAS, TX
B
04/03/2015 - 08/30/2017 J.P. MORGAN SECURITIES LLC (CRD#:79) DALLAS, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.