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WILLIAM GREGORY DORRIETY
GREG DORRIETY
CRD#: 4678767
IA
B
MORGAN STANLEYCRD#: 149777 7530 PARKER ROAD
FAIRHOPE, AL 36532
FAIRHOPE, AL 36532
0
Disclosures
21
Years of Experience
View By:
State Registrations
B
Alabama 4/12/2024
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Mississippi 4/12/2024
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Alabama 4/12/2024
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Missouri 4/12/2024
B
Alaska 6/28/2024
B
Nevada 4/12/2024
B
Arizona 7/2/2024
B
New Jersey 6/28/2024
B
Arkansas 7/2/2024
B
New Mexico 6/28/2024
B
California 6/28/2024
B
New York 6/28/2024
B
Colorado 4/12/2024
B
North Carolina 4/12/2024
B
Connecticut 6/28/2024
B
Ohio 4/12/2024
B
Delaware 6/28/2024
B
Oklahoma 12/17/2024
B
Florida 4/12/2024
B
Pennsylvania 6/28/2024
B
Georgia 4/12/2024
B
Rhode Island 6/28/2024
B
Illinois 6/28/2024
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South Carolina 6/28/2024
B
Kansas 7/2/2024
B
Tennessee 4/12/2024
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Kentucky 6/28/2024
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Texas 4/12/2024
B
Louisiana 4/12/2024
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Texas 4/12/2024
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Maine 7/2/2024
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Virginia 4/12/2024
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Massachusetts 6/28/2024
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Washington 4/12/2024
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Michigan 6/28/2024
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Wisconsin 7/4/2024
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Minnesota 7/4/2024
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Wyoming 7/2/2024
SRO Registrations
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IA
Registered with this firm since 4/12/2024
B
Registered with this firm since 4/12/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/20/2016 - 04/26/2024 | DAPHNE, AL | |
B | 06/20/2016 - 04/26/2024 | DAPHNE, AL | |
IA | 01/31/2005 - 11/23/2016 | SPANISH FORT, AL | |
B | 11/29/2006 - 06/22/2016 | SPANISH FORT, AL | |
B | 02/01/2005 - 12/04/2006 | DAPHNE, AL | |
IA | 12/17/2003 - 01/31/2005 | WARWICK, RI | |
B | 09/19/2003 - 01/14/2005 | WARWICK, RI | |
B | 07/21/2003 - 09/10/2003 | SPRINGFIELD, MA | |
B | 07/21/2003 - 09/10/2003 | NEW YORK, NY |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.