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Detailed Report
ANGELINA OZLEM TODURGE
ANGELINA TODURGE, OZLEM TODURGE
CRD#: 4678713
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Previous Investment Adviser
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Previous Broker
BARRED BY FINRA OR THE SEC
FINRA has barred this individual from acting as a broker or otherwise associating with a broker-dealer firm.
The representative was previously registered both as an investment adviser and as a broker. Visit BrokerCheck for more information on this individual's Broker record. Go to BrokerCheck Site
Registration History
20042006200820102012201420162018IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2015 - 2016 (1 year)IAMORGAN STANLEY (CRD# 149777)2013 - 2014 (<1 year)IAMORGAN STANLEY (CRD# 7556)2005 - 2006 (<1 year)IAAMERICAN EXPRESS FINANCIAL ADV... (CRD# 6363)2003 - 2004 (<1 year)
Disclosure(s)
View By:
4/17/2017
Regulatory
Final
8/1/2016
Employment Separation After Allegations
Previous Registration(s)
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 01/12/2015 - 08/15/2016 J.P. MORGAN SECURITIES LLC (CRD#:79) PALM BEACH, FL
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 05/08/2013 - 01/10/2014 MORGAN STANLEY (CRD#:149777) NORTH PALM BEACH, FL
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 05/09/2005 - 02/01/2006 MORGAN STANLEY (CRD#:7556) ATLANTA, GA
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 09/23/2003 - 06/23/2004 AMERICAN EXPRESS FINANCIAL ADVISORS, INC. (CRD#:6363) BOCA RATON, FL
For additional information about investment advisers or broker-dealers, please visit
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.