Individual Firm
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CHAD R BALHOFF
CHAD RUSSELL BALHOFF, JOHN RUSSELL BALHOFF
CRD#: 4676970
IA
B
FIFTH THIRD SECURITIES, INC.CRD#: 628 337 SOUTH MAIN ST
FINDLAY, OH 45840
FINDLAY, OH 45840
0
Disclosures
21
Years of Experience
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State Registrations
B
Alaska 12/3/2021
B
Mississippi 10/15/2020
B
Arizona 11/15/2017
B
Missouri 12/3/2021
B
California 11/15/2017
B
New Jersey 11/15/2017
B
Florida 11/15/2017
B
New York 11/15/2017
B
Georgia 11/15/2017
B
North Carolina 11/15/2017
B
Illinois 11/15/2017
B
Ohio 10/27/2017
B
Indiana 11/15/2017
IA
Ohio 10/27/2017
B
Kansas 11/19/2020
B
South Carolina 11/15/2017
B
Kentucky 10/27/2017
B
Tennessee 11/15/2017
B
Louisiana 12/3/2021
B
Texas 11/15/2017
B
Massachusetts 12/3/2021
B
Virginia 11/15/2017
B
Michigan 11/15/2017
B
Wisconsin 11/15/2017
SRO Registrations
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View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 10/27/2017
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Registered with this firm since 10/27/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/16/2014 - 10/30/2017 | EAST TOLEDO, OH | |
B | 10/16/2014 - 10/30/2017 | EAST TOLEDO, OH | |
IA | 02/21/2012 - 10/20/2014 | HOLLAND, OH | |
B | 02/17/2012 - 10/20/2014 | HOLLAND, OH | |
IA | 11/18/2009 - 01/31/2012 | SWANTON, OH | |
B | 11/13/2009 - 01/31/2012 | SWANTON, OH | |
B | 10/22/2004 - 11/13/2009 | TOLEDO, OH | |
B | 06/30/2003 - 10/22/2004 | CLEVELAND, OH |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.