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Detailed Report
JESSICA LILLIAN MC CURDY
JESSICA LILLIAN MCCURDY, JESSICA LILLIAN STEARNS
CRD#: 4676678
IA
Investment Adviser
B
Broker
MARINER ADVISOR NETWORKCRD#: 283824 1255 Treat Blvd.
Suite 300
Walnut Creek, CA 94597
LPL FINANCIAL LLCCRD#: 6413 1255 TREAT BLVD, STE 300
WALNUT CREEK, CA 94597
Registration History
2004200620082010201220142016201820202022202420263 FIRMS2003 - 2003 (<1 year)2 FIRMS2007 - 2010 (2 years)2 FIRMS2010 - 2014 (4 years)IAMARINER ADVISOR NETWORK (CRD# 283824)2016 - Present (8 years)BLPL FINANCIAL LLC (CRD# 6413)2014 - Present (10 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2004 - 2007 (3 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)2004 - 2006 (2 years)IALPL FINANCIAL LLC (CRD# 6413)2014 - 2016 (1 year)IASTRATEGIC WEALTH ADVISORS GROUP (CRD# 140977)2016 - 2016 (<1 year)IAAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2006 - 2007 (1 year)
License(s)

State Registrations

B
Arizona 9/21/2016
B
Michigan 12/23/2020
B
California 11/5/2014
B
New Jersey 11/5/2014
IA
California 7/8/2016
B
New York 11/5/2014
B
Connecticut 8/26/2020
B
Oregon 11/5/2014
B
District of Columbia 2/28/2017
B
Pennsylvania 11/5/2014
B
Florida 11/5/2014
IA
Texas 7/8/2016
B
Georgia 6/13/2016
B
Texas 11/7/2022
B
Illinois 1/5/2018
B
Vermont 7/21/2022
B
Maryland 10/25/2024
B
Washington 11/5/2014

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MARINER ADVISOR NETWORK (CRD#:283824)
1255 Treat Blvd. Suite 300, Walnut Creek, CA 94597
Registered with this firm since 7/8/2016
B
LPL FINANCIAL LLC (CRD#:6413)
1255 TREAT BLVD, STE 300, WALNUT CREEK, CA 94597
WALNUT CREEK, CA
Registered with this firm since 11/5/2014
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/05/2014 - 09/08/2016 LPL FINANCIAL LLC (CRD#:6413) WALNUT CREEK, CA
IA
 04/06/2016 - 07/08/2016 STRATEGIC WEALTH ADVISORS GROUP (CRD#:140977) Walnut Creek, CA
IA
 02/24/2010 - 12/02/2014 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) SAN FRANCISCO, CA
B
 02/24/2010 - 12/02/2014 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) SAN FRANCISCO, CA
IA
 09/04/2007 - 02/10/2010 LPL FINANCIAL CORPORATION (CRD#:6413) SAN FRANCISCO, CA
B
 09/04/2007 - 02/10/2010 LPL FINANCIAL CORPORATION (CRD#:6413) SAN FRANCISCO, CA
IA
 02/08/2006 - 07/31/2007 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) WALNUT CREEK, CA
B
 01/07/2004 - 07/31/2007 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) WALNUT CREEK, CA
B
 01/07/2004 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
IA
 08/27/2003 - 10/07/2003 AMERICAN EXPRESS FINANCIAL ADVISORS, INC. (CRD#:6363) WALNUT CREK, CA
B
 08/13/2003 - 10/07/2003 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 08/13/2003 - 10/07/2003 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.