• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
BRIAN RICHARD CONNORS
CRD#: 4676647
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 2601 10TH AVENUE SOUTH
GREAT FALLS, MT 59405
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2016 - Present (8 years)BCETERA INVESTMENT SERVICES LLC (CRD# 15340)2010 - 2016 (5 years)BU.S. BANCORP INVESTMENTS, INC. (CRD# 17868)2003 - 2010 (6 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2014 - 2016 (2 years)IACETERA INVESTMENT SERVICES LLC (CRD# 15340)2010 - 2014 (3 years)IAU.S. BANCORP INVESTMENTS, INC. (CRD# 17868)2009 - 2010 (<1 year)
License(s)

State Registrations

B
Arizona 11/29/2016

IA
Montana 11/29/2016

B
California 11/29/2016

B
Montana 11/30/2016

B
Florida 4/20/2022

B
North Carolina 7/20/2017

B
Idaho 11/29/2016

B
Oregon 5/29/2024

B
Kansas 11/29/2016

B
South Carolina 6/3/2020

B
Minnesota 7/29/2024

B
Washington 11/29/2016

B
Missouri 11/29/2016

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
2601 10TH AVENUE SOUTH, GREAT FALLS, MT 59405
Registered with this firm since 11/29/2016

B
LPL FINANCIAL LLC (CRD#:6413)
2601 10TH AVENUE SOUTH, GREAT FALLS, MT 59405
Registered with this firm since 11/29/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/21/2014 - 11/30/2016 CETERA INVESTMENT ADVISERS LLC (CRD#:105644) GREAT FALLS, MT
B
12/08/2010 - 11/29/2016 CETERA INVESTMENT SERVICES LLC (CRD#:15340) GREAT FALLS, MT
IA
12/09/2010 - 01/21/2014 CETERA INVESTMENT SERVICES LLC (CRD#:15340) GREAT FALLS, MT
IA
07/16/2009 - 04/19/2010 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) MISSOULA, MT
B
09/12/2003 - 04/19/2010 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) MISSOULA, MT
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.