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Beth Rebecca-Rose Green
BETH R GREEN, Beth Green, BETH R KOSAKOWSKI
CRD#: 4675060
IA
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 45 WILLIAM ST
WELLESLEY HILLS, MA 02481
WELLESLEY HILLS, MA 02481
0
Disclosures
20
Years of Experience
View By:
State Registrations
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Alabama 7/23/2019
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Nevada 7/23/2019
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Arizona 7/23/2019
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New Hampshire 7/23/2019
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California 7/23/2019
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New Jersey 7/23/2019
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Colorado 7/23/2019
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New York 7/23/2019
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Connecticut 7/22/2019
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North Carolina 7/23/2019
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Connecticut 7/22/2019
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Ohio 7/23/2019
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Delaware 7/23/2019
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Oregon 7/23/2019
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District of Columbia 7/23/2019
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Pennsylvania 7/23/2019
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Florida 7/23/2019
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Rhode Island 7/23/2019
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Georgia 7/23/2019
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South Carolina 7/23/2019
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Hawaii 6/4/2021
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South Dakota 8/8/2024
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Idaho 7/23/2019
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Tennessee 7/23/2019
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Illinois 7/23/2019
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Texas 7/23/2019
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Indiana 7/23/2019
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Texas 7/23/2019
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Iowa 3/22/2022
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Utah 7/23/2019
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Maine 7/23/2019
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Vermont 7/23/2019
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Maryland 7/23/2019
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Virginia 7/23/2019
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Massachusetts 7/22/2019
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Washington 7/23/2019
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Minnesota 7/23/2019
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West Virginia 8/3/2020
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Nebraska 2/3/2022
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Wisconsin 7/23/2019
SRO Registrations
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IA
Registered with this firm since 7/22/2019
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Registered with this firm since 7/22/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/29/2019 - 06/21/2019 | WELLESLEY, MA | |
B | 03/29/2019 - 06/21/2019 | WELLESLEY, MA | |
IA | 10/31/2008 - 04/02/2019 | WELLESLEY HILLS, MA | |
B | 10/31/2008 - 04/02/2019 | WELLESLEY HILLS, MA | |
B | 11/18/2005 - 11/06/2008 | WALTHAM, MA | |
B | 03/05/2004 - 12/20/2005 | WEEHAWKEN, NJ |
WELLESLEY HILLS, MA
10/31/2008 - 04/02/2019
WELLESLEY HILLS, MA
10/31/2008 - 04/02/2019
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.