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CRYSTAL AESOOK NGUYEN
CRYSTAL AE SOOK KALLIO
CRD#: 4673988
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 701 NORTH POST OAK RD
SUITE 320
HOUSTON, TX 77024
CETERA ADVISORS LLCCRD#: 10299 701 NORTH POST OAK RD
SUITE 320
HOUSTON, TX 77024
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2009 - 2012 (2 years)2 FIRMS2012 - 2014 (2 years)2 FIRMS2017 - 2021 (4 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2024 - Present (<1 year)BCETERA ADVISORS LLC (CRD# 10299)2021 - Present (3 years)BMSI FINANCIAL SERVICES, INC. (CRD# 14251)2014 - 2017 (2 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2006 - 2009 (3 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2005 - 2006 (<1 year)BBANC ONE SECURITIES CORPORATION (CRD# 16999)2004 - 2005 (1 year)BAMERICAN GENERAL DISTRIBUTORS,... (CRD# 37449)2003 - 2004 (<1 year)IACETERA ADVISORS LLC (CRD# 10299)2021 - 2024 (2 years)IAMSI FINANCIAL SERVICES, INC. (CRD# 14251)2015 - 2017 (2 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2007 - 2009 (2 years)
License(s)

State Registrations

B
California 5/10/2021

B
Texas 4/30/2021

B
Colorado 8/29/2023

IA
Texas 3/21/2024

B
Ohio 8/29/2023

B
Washington 5/3/2021

B
Rhode Island 6/7/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
701 NORTH POST OAK RD SUITE 320, HOUSTON, TX 77024
HOUSTON, TX
Registered with this firm since 3/21/2024

B
CETERA ADVISORS LLC (CRD#:10299)
701 NORTH POST OAK RD SUITE 320, HOUSTON, TX 77024
HOUSTON, TX
Registered with this firm since 4/30/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/30/2021 - 03/21/2024 CETERA ADVISORS LLC (CRD#:10299) HOUSTON, TX
IA
03/25/2017 - 04/30/2021 MML INVESTORS SERVICES, LLC (CRD#:10409) HOUSTON, TX
B
03/25/2017 - 04/30/2021 MML INVESTORS SERVICES, LLC (CRD#:10409) HOUSTON, TX
IA
03/02/2015 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) HOUSTON, TX
B
12/19/2014 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) HOUSTON, TX
IA
06/20/2012 - 09/12/2014 UBS FINANCIAL SERVICES INC. (CRD#:8174) HOUSTON, TX
B
06/20/2012 - 09/12/2014 UBS FINANCIAL SERVICES INC. (CRD#:8174) HOUSTON, TX
IA
06/01/2009 - 02/16/2012 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) HOUSTON, TX
B
06/01/2009 - 02/16/2012 MORGAN STANLEY SMITH BARNEY (CRD#:149777) HOUSTON, TX
IA
04/24/2007 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) HOUSTON, TX
B
01/20/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) HOUSTON, TX
B
04/18/2005 - 01/17/2006 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHICAGO, IL
B
02/05/2004 - 03/15/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
B
08/20/2003 - 01/05/2004 AMERICAN GENERAL DISTRIBUTORS, INC. (CRD#:37449) HOUSTON, TX
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.