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HARDIK B SHAH
CRD#: 4672931
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 900 PRIDES CROSSING
NEWARK, DE 19713
CETERA ADVISOR NETWORKS LLCCRD#: 13572 900 Prides Crossing
NEWARK, DE 19713
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2003 - 2023 (20 years)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Arizona 7/8/2024

B
Massachusetts 8/10/2023

B
California 8/10/2023

B
Missouri 8/10/2023

B
Delaware 8/10/2023

B
New Jersey 8/10/2023

IA
Delaware 8/10/2023

B
New York 8/10/2023

B
District of Columbia 8/10/2023

B
North Carolina 8/10/2023

B
Florida 8/11/2023

B
Ohio 8/10/2023

B
Illinois 8/17/2023

B
Pennsylvania 8/10/2023

B
Indiana 8/10/2023

B
Texas 8/10/2023

B
Kentucky 9/27/2023

IA
Texas 8/10/2023

B
Maine 8/10/2023

B
Virginia 8/10/2023

B
Maryland 8/10/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
900 PRIDES CROSSING, NEWARK, DE 19713
Registered with this firm since 8/10/2023

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
900 Prides Crossing, NEWARK, DE 19713
Registered with this firm since 8/10/2023

Previous Registration(s)
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IA
08/20/2003 - 08/10/2023 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) NEWARK, DE
B
06/30/2003 - 08/10/2023 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) NEWARK, DE
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.