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Detailed Report
ADAM S BASS
ADAM SCOTT BASS, Adam Bass
CRD#: 4670987
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 900 ASHWOOD PARKWAY
SUITE 400
ATLANTA, GA 30338
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2003 - 2014 (10 years)2 FIRMS2014 - 2017 (3 years)2 FIRMS2020 - 2023 (3 years)2 FIRMS2024 - Present (1 year)BHORNOR, TOWNSEND & KENT, LLC (CRD# 4031)2017 - 2019 (2 years)IAHORNOR, TOWNSEND & KENT, LLC (CRD# 4031)2018 - 2019 (1 year)
License(s)

State Registrations

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Georgia 1/19/2024
IA
Maryland 3/26/2024
IA
Georgia 1/29/2024
B
New Jersey 2/9/2024
B
Maryland 2/9/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
900 ASHWOOD PARKWAY SUITE 400, ATLANTA, GA 30338
Registered with this firm since 1/29/2024
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
900 ASHWOOD PARKWAY SUITE 400, ATLANTA, GA 30338
Registered with this firm since 1/19/2024
Previous Registration(s)
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IA
 01/31/2020 - 12/08/2023 MML INVESTORS SERVICES, LLC (CRD#:10409) Atlanta, GA
B
 01/24/2020 - 12/08/2023 MML INVESTORS SERVICES, LLC (CRD#:10409) Atlanta, GA
IA
 12/24/2018 - 12/05/2019 HORNOR, TOWNSEND & KENT, LLC (CRD#:4031) CHICAGO, IL
B
 08/21/2017 - 12/05/2019 HORNOR, TOWNSEND & KENT, LLC (CRD#:4031) CHICAGO, IL
IA
 07/07/2014 - 08/29/2017 MML INVESTORS SERVICES, LLC (CRD#:10409) CHICAGO, IL
B
 01/24/2014 - 08/29/2017 MML INVESTORS SERVICES, LLC (CRD#:10409) CHICAGO, IL
IA
 09/08/2003 - 01/07/2014 PARK AVENUE SECURITIES LLC (CRD#:46173) BETHESDA, MD
B
 07/01/2003 - 01/07/2014 PARK AVENUE SECURITIES LLC (CRD#:46173) BETHESDA, MD
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.