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NICOLE MARIE ANDRE
Nicole Marie Andre, Nicole Andre, NICOLE MARIE EDWARDS
CRD#: 4670873
IA
B
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 2945 CENTER VALLEY PARKWAY
SUITE 311
CENTER VALLEY, PA 18034
SUITE 311
CENTER VALLEY, PA 18034
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 2945 CENTER VALLEY PARKWAY
SUITE 311
CENTER VALLEY, PA 18034
SUITE 311
CENTER VALLEY, PA 18034
0
Disclosures
20
Years of Experience
View By:
State Registrations
B
Alabama 3/2/2024
B
New York 8/18/2020
B
California 6/13/2024
B
North Carolina 8/18/2020
B
Connecticut 9/9/2024
B
Ohio 3/8/2022
B
Delaware 8/18/2020
B
Pennsylvania 8/18/2020
B
District of Columbia 3/4/2022
IA
Pennsylvania 8/26/2020
B
Florida 8/18/2020
B
South Carolina 9/23/2022
B
Georgia 10/8/2021
B
Tennessee 3/4/2022
B
Hawaii 5/22/2024
B
Texas 6/4/2021
B
Maryland 4/9/2021
IA
Texas 8/16/2021
B
Massachusetts 10/21/2022
B
Virginia 3/2/2024
B
New Jersey 8/18/2020
B
Washington 3/4/2022
SRO Registrations
B
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 8/26/2020
B
Registered with this firm since 8/18/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/10/2019 - 07/28/2020 | Fort Washington, PA | |
B | 09/10/2019 - 07/28/2020 | Fort Washington, PA | |
IA | 07/20/2017 - 09/12/2019 | Bethlehem, PA | |
IA | 07/20/2017 - 09/12/2019 | BETHLEHEM, PA | |
B | 07/20/2017 - 09/12/2019 | BETHLEHEM, PA | |
IA | 01/31/2017 - 07/11/2017 | SAINT LOUIS, MO | |
B | 01/01/2005 - 07/11/2017 | PRINCETON, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.