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Detailed Report
VICTOR WILLIAM SOBERS
VICTOR WILLIAM SOBERS-TEXAS
CRD#: 4670299
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 100 CRESCENT CT
STE 1400
DALLAS, TX 75201
Registration History
200620082010201220142016201820202022202420262 FIRMS2015 - Present (9 years)BEDWARD JONES (CRD# 250)2006 - 2015 (9 years)IAEDWARD JONES (CRD# 250)2009 - 2015 (6 years)
License(s)

State Registrations

B
Alabama 12/2/2015
B
Missouri 11/2/2017
B
Arizona 10/30/2017
B
New Mexico 5/25/2023
B
Arkansas 5/30/2023
B
New York 10/30/2017
B
California 10/30/2017
B
North Carolina 5/18/2020
B
Colorado 10/30/2017
B
Oklahoma 3/23/2023
B
Connecticut 3/23/2023
B
Oregon 10/30/2017
B
Florida 11/15/2018
B
Pennsylvania 3/23/2023
B
Georgia 10/30/2017
B
Tennessee 1/9/2025
B
Hawaii 8/22/2022
B
Texas 12/2/2015
B
Illinois 3/23/2023
IA
Texas 12/2/2015
B
Indiana 10/30/2017
B
Virginia 3/23/2023
B
Kansas 10/30/2017
B
Washington 8/24/2016
B
Kentucky 5/25/2023
B
Wisconsin 3/30/2022
B
Michigan 3/1/2023

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
100 CRESCENT CT STE 1400, DALLAS, TX 75201
Registered with this firm since 12/2/2015
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
100 CRESCENT CT STE 1400, DALLAS, TX 75201
Registered with this firm since 12/2/2015
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/05/2009 - 12/04/2015 EDWARD JONES (CRD#:250) CEDAR HILL, TX
B
 02/02/2006 - 12/04/2015 EDWARD JONES (CRD#:250) CEDAR HILL, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.